Director of Internal Audit Resume Example

Director of Internal Audit · Citigroup

New York, NY · 2018 - Present

• Led a global team of 15 auditors, overseeing comprehensive audits across Banking & Capital Markets, reducing high-risk findings by 20% over 3 years.
• Developed and implemented an enhanced risk-based audit methodology, improving audit coverage by 30% and aligning with evolving regulatory requirements (e.g., SOX, Dodd-Frank).
• Presented critical audit findings and strategic recommendations to the Audit Committee and Executive Management, influencing decisions that mitigated over $50M in potential financial risk.
• Managed external vendor relationships for co-sourced audit activities, achieving a 15% cost saving while maintaining audit quality and independence.

Senior Audit Manager · JPMorgan Chase & Co.

New York, NY · 2013 - 2018

• Managed 25+ complex audit engagements for Investment Banking and Asset Management divisions, consistently completing within budget and timeline.
• Identified critical control deficiencies in derivatives trading systems, leading to process improvements that reduced operational losses by 18% annually.
• Mentored and developed a team of 8 junior auditors, resulting in a 25% improvement in audit report quality and efficiency metrics.
• Collaborated with IT audit teams to integrate data analytics tools (e.g., ACL, Tableau) into audit procedures, enhancing fraud detection capabilities by 40%.

Audit Manager · PwC

New York, NY · 2008 - 2013

• Led audit teams for financial services clients, managing full audit cycles from planning to reporting for public and private companies.
• Executed Sarbanes-Oxley (SOX) compliance audits for 5+ major financial institutions, ensuring adherence to internal control frameworks.
• Developed and presented risk assessments to client management, identifying key vulnerabilities and recommending mitigation strategies.
• Streamlined audit workpaper documentation, reducing review time by 10% and improving overall audit engagement efficiency.

Master of Business Administration (MBA) · Columbia Business School

New York, NY · 2010 - 2012

• Achieved Dean's List honors for academic excellence in Finance & Risk Management.
• Led a student consulting project focused on internal controls for a rapidly growing FinTech startup.
• Completed advanced coursework in Corporate Finance, Strategic Management, and Data Analytics.

Bachelor of Science in Accounting and Finance · New York University (NYU) Stern School of Business

New York, NY · 2004 - 2008

• Graduated Summa Cum Laude with a GPA of 3.9/4.0, demonstrating exceptional academic performance.
• Active member of Beta Alpha Psi, participating in professional development and community service initiatives.
• Completed an internship at a Big Four accounting firm, gaining practical experience in audit procedures.

Director, Internal Audit · Salesforce

San Francisco, CA · 2018 - Present

• Led a team of 10+ auditors, overseeing global IT, operational, and compliance audits for a $30B+ revenue SaaS leader, reducing critical findings by 25% year-over-year through proactive risk assessments.
• Developed and executed a comprehensive cybersecurity audit program, identifying critical vulnerabilities and implementing controls that improved incident response time by 30%.
• Managed SOX ITGC compliance across 100+ systems, ensuring 100% successful external audit reviews for five consecutive years.
• Implemented data analytics tools (e.g., Tableau, SQL) to automate audit testing for key financial and operational processes, increasing audit efficiency by 40% and coverage by 20%.
• Guided the audit strategy for new product launches and M&A integrations, ensuring adherence to data privacy regulations (GDPR, CCPA) and securing early adoption of controls.

Senior Manager, Internal Audit · Slack (acquired by Salesforce)

San Francisco, CA · 2014 - 2018

• Built out the internal audit function from scratch for a rapidly growing SaaS company, establishing foundational policies, procedures, and a risk-based annual audit plan.
• Successfully navigated the company through its IPO readiness, establishing key IT and financial controls that met public company standards, leading to zero material weaknesses reported post-IPO.
• Directed security and privacy audits, enhancing controls over customer data and cloud infrastructure, resulting in a 15% reduction in identified privacy risks.
• Collaborated with engineering and legal teams to ensure compliance with international data residency and privacy laws for global expansion initiatives.
• Managed external co-source engagements, optimizing resource allocation and reducing external audit fees by 10% through effective internal support.

Manager, Cyber & Cloud Risk Advisory · Accenture Security

Chicago, IL · 2011 - 2014

• Advised Fortune 500 clients on cybersecurity strategy, cloud security architecture, and regulatory compliance (e.g., PCI DSS, HIPAA, ISO 27001), delivering over $5M in consulting engagements.
• Led teams in performing risk assessments and control design for complex IT environments, resulting in average client security posture improvements of 20%.
• Developed and implemented IT General Controls (ITGCs) frameworks for clients undergoing SOX compliance, achieving 95%+ first-time pass rates on control effectiveness testing.
• Pioneered the adoption of automated security testing tools for clients, reducing manual effort by 25% and enhancing detection capabilities.
• Conducted third-party vendor risk assessments, identifying and mitigating supply chain security risks for critical business functions.

Master of Business Administration (MBA) · University of California, Berkeley, Haas School of Business

Berkeley, CA · 2009 - 2011

• Specialization in Finance and Technology Management.

Bachelor of Science in Accountancy · University of Illinois Urbana-Champaign

Urbana, IL · 2002 - 2006

• Graduated Magna Cum Laude, GPA: 3.8/4.0.