SEC Reporting Analyst Resume Example

Senior SEC Reporting Analyst · Morgan Stanley

New York, NY · 2021 - Present

• Lead the preparation and review of quarterly (10-Q) and annual (10-K) SEC filings for a multi-billion dollar segment, reducing review cycles by 15% through enhanced documentation.
• Managed the XBRL tagging process for all financial statements and footnotes, ensuring 100% compliance with SEC mandates and achieving zero rejections in the past 3 years.
• Conducted in-depth technical accounting research on complex transactions, providing guidance that led to proper accounting treatment for over $500M in new derivatives and hedging activities.
• Coordinated with external auditors, resulting in timely completion of annual audits and a 20% reduction in audit queries related to reporting disclosures.
• Streamlined the reconciliation process for intercompany transactions across 5 global entities, improving data accuracy by 99% for consolidated financial statements.

SEC Reporting Analyst · PwC

New York, NY · 2018 - 2021

• Prepared and reviewed SEC filings (10-K, 10-Q, 8-K) for 3 major public clients, ensuring adherence to U.S. GAAP and SEC regulations.
• Assisted clients in adopting new accounting standards (e.g., ASC 606, ASC 842), impacting over $1B in annual revenue and lease liabilities.
• Developed and maintained detailed checklists and process documentation, improving efficiency for quarterly close procedures by 10%.
• Collaborated with client legal and investor relations teams to ensure consistency and accuracy of information across public disclosures.
• Performed substantive analytical procedures on financial statements, identifying and resolving 8 critical reporting discrepancies prior to filing.

Master of Science in Accounting · New York University Stern School of Business

New York, NY · 2017 - 2018

• Graduated with a 3.9 GPA, specializing in Financial Statement Analysis
• Completed thesis on implications of new revenue recognition standards for publicly traded financial institutions
• Awarded Dean's Scholarship for academic excellence

Bachelor of Business Administration in Accounting · University of Texas at Austin

Austin, TX · 2013 - 2017

• Achieved a 3.8 GPA; Magna Cum Laude
• Member of Beta Alpha Psi, contributing to pro bono tax preparation for over 50 low-income families
• Received the 'Outstanding Undergraduate in Accounting' Award

SEC Reporting Analyst · Nimbus Corp

Seattle, WA · 2022 - Present

• Managed the end-to-end preparation and filing of Forms 10-K, 10-Q, 8-K, and proxy statements for a $10B+ market cap cloud computing company, ensuring 100% on-time submission.
• Authored technical accounting memos for complex transactions including stock-based compensation (ASC 718), business combinations, and revenue recognition (ASC 606), impacting financial statements by an average of $50M quarterly.
• Streamlined the XBRL tagging process, reducing review time by 15% through enhanced data validation and process automation using Workiva.
• Collaborated with legal, investor relations, and external audit teams to facilitate accurate and transparent disclosure, resolving 20+ comment letters from the SEC.

Senior Accountant, SEC Reporting · Aurora Tech Solutions

Seattle, WA · 2019 - 2022

• Played a pivotal role in preparing the S-1 registration statement and subsequent IPO of a rapidly growing SaaS company, contributing to a successful $300M offering.
• Developed and implemented robust internal controls over financial reporting (SOX 404), improving audit efficiency and reducing control deficiencies by 25%.
• Performed detailed analyses of equity accounting (e.g., share-based payments, earnings per share) for complex capital structures, supporting a 50% increase in common stock equity valuation post-IPO.
• Coordinated with independent auditors during quarterly reviews and annual audits, ensuring timely completion and resolving over 100 audit inquiries related to SEC filings.

Staff Auditor · Deloitte

Seattle, WA · 2018 - 2019

• Executed financial statement audits for diverse clients, predominantly in the technology sector, with revenue ranging from $50M to $500M.
• Analyzed complex financial data and internal controls, identifying 15+ material weaknesses and significant deficiencies in client reporting practices.
• Prepared audit documentation and financial reports, ensuring adherence to GAAP, GAAS, and PCAOB standards.

Master of Professional Accounting · University of Washington

Seattle, WA · 2018 - 2019

• Specialization in Financial Reporting and Assurance
• Achieved a GPA of 3.9/4.0, consistently earning Dean's List honors

Bachelor of Arts in Business Administration (Accounting) · University of Washington

Seattle, WA · 2014 - 2018

• Graduated Magna Cum Laude with a GPA of 3.8/4.0
• Member, Beta Alpha Psi Accounting Honor Society